We previously defined the notion of positive linear maps and states on *-algebras, and noted that there always exists seminorms defining the and
topologies. However, for applications to noncommutative probability theory, these are often not the most convenient modes of convergence to be using. Instead, the weak, strong, ultraweak and ultrastrong operator topologies can be used. This, rather technical post, is intended to introduce these concepts and prove their first properties.
Weak convergence on a *-probability space is straightforward to define. A net
tends weakly to the limit
if and only if
for all
. Before going into details, I note that the operator topologies are usually applied to the algebra of bounded operators on a Hilbert space so, in this post, I work in more generality than just for *-probability spaces. Let us call a pair
a *-algebra representation, where
is a *-algebra,
is a semi-inner product space, and
acts on
by left multiplication in a fashion consistent with the algebra operations,
for all ,
and
. Define the operator seminorm
on
,
We will say that an element is bounded if
is finite, and
is bounded if
is finite for all
.
For a *-probability space , then we have the
semi-inner product on
given by
, so that considering
as acting on itself by left-multiplication,
defines a *-algebra representation. The operator semi-norm on
is then the same as the
seminorm.
We define weak and strong topologies on . Given a collection
of maps
from set
to topological space
, they generate a topology on
defined as the weakest topology making each
continuous. It can be seen that this has a base consisting of the sets
for
and open
. A net
converges to a limit
in the topology generated by
iff
for all
. In the following, we use the standard topology on
and the (strong) topology on
defined by its seminorm.
Definition 1 Let
be a *-algebra representation. Then, define the following topologies on
.
- The weak topology generated by the maps
,
, for
.
- The strong topology generated by the the maps
,
, for
.
So, a net converges to a limit
in the weak topology iff
for all
, and in the strong topology iff
for all
. As these are vector topologies,
iff
, so that the topology is characterised by the nets converging to zero. Convergence in the weak and strong topologies are related in straightforward way.
Lemma 2 A net
tends strongly to zero iff
tends weakly to zero.
Proof: If strongly then, for all
,
and
tend to zero and, hence,
Therefore, weakly. Conversely, if
weakly then, for all
,
and, hence, strongly. ⬜
I look at continuity of the algebra operations with respect to the weak and strong topologies.
Lemma 3 Let
be a *-algebra representation. Then, the vector space operations
(1) are jointly continuous, using either the weak or strong topology for
. The involution
(2) is weakly continuous. The operator product
(3) is individually continuous in each of
, using either the weak or strong topology for
. Furthermore, it is jointly strongly continuous if
is restricted to a norm-bounded subset of
.
Proof: For each , the maps
are jointly continuous using the weak topology on , as multiplication and addition are continuous in
. Hence (1) are jointly weakly continuous. Similarly, the maps
are jointly continuous using the strong topology on , as scalar multiplication and addition are continuous in
. Hence (1) are jointly strongly continuous. Next, the map
is weakly continuous, as complex conjugation is continuous in . So, (2) is weakly continuous. Also,
is weakly continuous in and in
separately, so (3) is weakly continuous in
and
separately. Similarly,
is strongly continuous in for each fixed
, so (3) is strongly continuous in
. Finally, if
are nets converging strongly to
and
respectively, with
for some real
then,
Hence, (3) is jointly strongly continuous when restricted to . ⬜
Notably, involution is not strongly continuous. For example, taking to be the space of sequences
of complex numbers with
, this has inner product
. The shift maps
given by
converge strongly to zero. However, their adjoints are isometries,
, so do not converge strongly. Sometimes, an additional operator topology is used, the *-strong topology, under which a net converges,
if and only if it converges in the strong topology and the adjoints
converge strongly. This forces the adjoint map to be *-strong continuous. I will not make use of this topology here.
When applied to unbounded sets, the weak and strong topologies are actually slightly too weak for our purposes. So, we define a couple of extra topologies — the ultraweak and ultrastrong topologies — by enlarging the vector space . For any semi-inner product space, define
An element of
is a sequence
such that
is finite. For elements
and
of
, define the semi-inner product,
This sum is absolutely convergent since,
This makes into a semi-inner product space which is, respectively, a true inner product space or a Hilbert space, whenever
is. For any bounded linear map
, then we can also define
to act diagonally on
by
. It can be seen that the operator norm of
acting on
is the same as its action on
. Hence, if
is a bounded *-algebra representation, then
also defines a *-algebra representation.
If is a bounded *-algebra representation, then the ultraweak and ultrastrong topologies on
are just the weak and strong topologies defined with respect to the representation
.
Definition 4 Let
be a bounded *-algebra representation. Then, define the following topologies on
.
- The ultraweak topology generated by the maps
,
, for
.
- The ultrastrong topology generated by the maps
,
, for
.
So, a net converges ultraweakly to a limit
iff
for all , and converges ultrastrongly to
iff
for all .
These topologies, and the use of , may seem a bit mysterious at first sight. Other than the simple fact that these definitions turn out to be useful, I will give a brief justification. The collection of maps
of the form
, for
, is not closed under linear combinations. Consider the set of all linear combinations of such maps, denoted for now by
. This is a vector space of bounded linear functionals
of the form
for finite sequences so, under the operator norm,
is a normed space. The weak topology on
is then generated by
. The completion,
, of
is a Banach space of bounded linear functions
, which can be shown to be of the form
for
. It is natural to want all functions in
to be continuous, for which we would use the topology generated by
, but this is precisely the ultraweak topology. See, also, lemma 12 below which, for classical probability spaces, gives a simple description of the maps
for
and identifies the ultraweak topology with
.
Applying lemma 2 to relates the ultraweak and ultrastrong topologies.
Lemma 5 A net
tends ultrastrongly to zero iff
tends ultraweakly to zero.
Similarly, applying lemma 3 to the action of on
extends it to the ultraweak and ultrastrong topologies.
Lemma 6 Let
be a bounded *-algebra representation. Then, the vector space operations
are jointly continuous, using either the ultraweak or ultrastrong topology for
. The involution
is ultraweakly continuous. The operator product
is individually continuous in each of
, using either the ultraweak or ultrastrong topology for
. Furthermore, it is jointly ultrastrongly continuous if
is restricted to a norm-bounded subset of
.
The ordering between topologies is straightforward to establish. Note that, despite the terminology, the ultraweak topology is stronger than the weak topology.
Lemma 7 The topologies on
are ordered as follows, where the arrows point from stronger to weaker topologies.
ultrastrong ⇒ ultraweak ⇓ ⇓ strong ⇒ weak
Proof: Strong ⇒ Weak: Suppose that the net tends strongly to
. For any
,
and, hence,
, so
weakly.
Ultrastrong ⇒ Ultraweak: Apply `strong ⇒ weak’ to .
Ultraweak ⇒ Weak: Suppose that the net tends ultraweakly to
. For
, define
by
and
. Then,
and, hence, weakly.
Ultrastrong ⇒ Strong: Suppose that the net tends ultrastrongly to
. By lemma 5,
ultraweakly so, by what we have just shown,
weakly and, by lemma 2 ,
strongly. ⬜
The closed unit ball of is defined with respect to the operator seminorm,
which is a closed subset of under the operator topologies.
Lemma 8 The unit ball
is closed under the weak, strong, ultraweak, and ultrastrong topologies.
Proof: As the weak topology is weaker than all the others, it is sufficient to show that is weakly closed. Consider a net
converging to a limit
. Then, for
,
showing that , so
. ⬜
On bounded sets, the weak and strong topologies coincide with the `ultra’ topologies. Note that a vector topology restricted to is uniquely determined by the convergence of nets
to zero, since
converges to a limit
iff
tends to zero.
Lemma 9 If
is a bounded *-algebra representation then,
- the weak and ultraweak topologies coincide on
.
- the strong and ultrastrong topologies coincide on
.
Proof: Let be a net converging weakly to zero. For any
,
For each , by weak convergence,
so, by dominated convergence,
. Hence
ultraweakly.
Next, suppose that tends strongly to
. By lemma 2,
tends weakly to zero so, by what we have just shown, it also converges ultraweakly. By lemma 5,
ultrastrongly. ⬜
We note that, to show that a linear map is of the form
for some
, it is enough to express it as
for sequences such that
is finite. In this case, by scaling, we can find
satisfying
and
. Then,
So, defining and
in
, then
.
If we have a bounded *-probability space then, as previously noted,
has semi-innner product
. So,
is a *-algebra representation, with
acting on itself by left-multiplication. Hence, the definitions and results here apply to
which is, of course, the whole point of this post.
Lemma 10 Let
be a bounded *-probability space. Then, there exists
such that
.
Proof: If is unitial, then the result is trivial, as we can write
. More generally, by lemma 10 of the post on states, there exists a sequence
with
and
, in which case, taking
,
However, again by lemma 10, is
-Cauchy, so we can pass to a subsequence with
for all
. So,
⬜
Next, for a *-probability space, the fact that it has a semi-inner product means that we have further topologies on . First, there is the
seminorm topology, also called the strong
topology, so that
tends to a limit
iff
. There is also a weak
topology, where
iff
for all
. These topologies are related to the ones described above as follows.
Lemma 11 Let
be a bounded *-probability space. Then,
- the ultraweak topology on
is stronger than the weak
topology.
- the ultrastrong topology on
is stronger than the strong
topology.
If
is unitial then,
- the weak topology on
is stronger than the weak
topology.
- the strong topology on
is stronger than the strong
topology.
If
is tracial, so that
for all
, then,
- the weak
topology on
is stronger than the weak topology.
- the strong
topology on
is stronger than the strong topology.
- the weak, ultraweak and weak
topologies coincide on
.
- the strong, ultrastrong and strong
topologies coincide on
.
If
is tracial and
is unitial then, the weak and weak
topologies coincide, and the strong and strong
topologies coincide.
Proof: Suppose that net tends to zero weakly. If
is unitial then this implies that
tends to zero for all
, so
-weakly.
Suppose that strongly. If
is unitial then this implies that
tends to zero
-strongly.
Suppose that ultraweakly, then
ultraweakly for any
. By lemma 10,
is ultraweakly continuous, so
, and
-weakly.
Suppose that ultrastrongly. Lemma 5 says that
ultraweakly and, as
is ultraweakly continuous,
, so
-strongly.
Suppose that in the weak
topology. If
is tracial then, for
,
showing that weakly.
Suppose that in the strong
topology. If
is tracial then, for
,
so strongly.
Finally, if is tracial then, from the above, the weak
topology lies between the weak and ultraweak so, as lemma 9 says that the weak and ultraweak topologies coincide on
, all three topologies coincide on
. Similarly, the strong, strong
, and ultrastrong topologies coincide on
. ⬜
So, for tracial states, the weak, ultraweak and weak topologies coincide on
, as do the strong, ultrastrong, and strong
topologies. For this reason, when dealing only with tracial *-probability spaces, it is possible to get by with just the
topology. On the other hand, for general states, the
topologies can be strictly weaker. Example 5 of the post on states gives a *-probability space
and self adjoint
such that
for all
. Hence,
trivially in the strong (and weak)
topologies. However, there exists (unitary)
with
for all
, so that
does not tend to zero in the operator topologies.
These additional topologies can be added to the ordering described by lemma 7.
strong |
⇒ | weak |
||
⇑ | ⇑ | |||
⇒ | ultrastrong | ⇒ | ultraweak | |
⇓ | ⇓ | |||
strong | ⇒ | weak |
To demonstrate the definitions given above, I apply them to the case of a classical probability space . Use
to denote the space of uniformly bounded (and measurable) complex-valued random variables
,
for the integrable random variables, and
for the square-integrable random variables. It is usual to identify any two random variables which are almost surely equal. Then, it is standard theory that
is a Banach space under the norm
, with dual space
under the essential supremum norm,
, and under the pairing
for
and
. The
topology on
is the weakest topology such that
is continuous for each
. This is also called the weak topology on
although, to avoid confusion with the weak topology defined above, I do not use this terminology . On
, we have an associated norm
.
Lemma 12 Let
be a probability space. With respect to the *-probability space
, the following are equivalent for any map
,
, for some
.
, for some
.
Furthermore,
- the ultraweak topology on
coincides with the
topology.
- the strong topology on
coincides with the
norm topology.
- the ultrastrong and strong topologies on the unit ball of
coincide with convergence in probability.
Proof: Suppose that for some
, with
as an inner product space. Then,
Hence, setting , by monotone convergence,
So, and, by dominated convergence,
as required.
Conversely, suppose that for some
. Write
for
with
. Then, set
and
. As these are uniformly bounded, they are in
and, by monotone convergence,
So, we can define and
in
. By dominated convergence,
as required.
We have shown equivalence of the two statements for . Hence, from the definition of the ultraweak topology, it is the weakest topology on
such that
is continuous for all
. By definition, this is the same as the
topology.
Next, as is unitial and commutative, the strong and strong
topologies coincide by lemma 11.
Finally, we show that the strong and ultrastrong topologies and convergence in probability agree on the unit ball of . First, the dominated convergence theorem says that, on the unit ball, the
-norm topology coincides with convergence in probability and, as we showed above, also agrees with the strong topology. Also, the strong and ultrastrong topologies coincide by lemma 9. ⬜
Lastly, I will note some further basic properties relating the operator topologies, the proofs of which are slightly out of scope here but which will be included in more detail in a later post. Given a bounded *-algebra representation , use
to denote the closure of
under, respectively, the weak, strong, ultraweak, and ultrastrong topologies. For example, lemma 9 above can be expressed by the identities
(4) |
for all -bounded sets
. Now, for the special case where
is a Hilbert space, then it is well-known that the weak and strong topologies are compatible. This means that a linear map
is weakly continuous if and only if it is strongly continuous. By the Hahn–Banach theorem, this is equivalent to both topologies having the same closed convex sets, so
for convex
. Considering the action on
, it is similarly true that
. Using Hilbert space completions, this last statement can be extended to the general situation where
is only a semi-inner product space. So, we have the identity
(5) |
for all convex . Next, as lemma 9 states that the unit ball is closed under each of the operator topologies, we have
where
is any of the operator topologies. For the special case where
is a Hilbert space, the Kaplansky density theorem states that, if
is a *-subalgebra, then the reverse inequality holds for the strong topology and, by considering the action on
, for the ultrastrong topology. In this form, the statement generalizes to arbitrary semi-inner product spaces
. Combining with (4) and (5), we have the following satisfying string of equalities for any *-subalgebra
of
,
(6) |